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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joel Small is a financial advisor with over 27 years of experience. William is currently registered with J. W. Cole Advisors, Inc., a firm based in Tampa, FL. Prior to joining J. W. Cole Advisors, Inc., William has held positions at several other firms, including Securities America, Inc. in Delray Beach, FL and Investcorp, Inc. in Palm Beach, FL. William holds the Series 6, 7, 24, 26, 63 and 65 licenses, as well as the SIE. William specializes in retirement planning, investment strategies, and wealth management. William offers financial planning, portfolio management, and educational seminars. William's firm manages approximately $5.7 billion in assets for individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/22/2023 - Present
J. W. Cole Advisors, Inc. (Delray Beach FL)
FL
07/17/2020 - 03/07/2023
SECURITIES AMERICA, INC. (DELRAY BEACH FL)
FL
04/22/2014 - 07/17/2020
INVESTACORP, INC. (PALM BEACH FL)
PA
04/01/2010 - 04/16/2014
SUMMIT BROKERAGE SERVICES, INC. (HAZELTON PA)
PA
04/18/2006 - 04/07/2010
LPL FINANCIAL CORPORATION (WEST HAZLETON PA)
PA
01/28/2005 - 04/26/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (RADNOR PA)
MD
10/31/2003 - 01/28/2005
M&T SECURITIES, INC. (BALTIMORE MD)
NY
04/25/2001 - 10/31/2003
QUICK & REILLY, INC. (NEW YORK NY)
PA
12/21/1999 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
PA
07/08/1998 - 12/20/1999
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
NE
10/20/1995 - 07/07/1998
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 07/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/27/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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