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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brewster is a financial advisor with over 40 years of experience in the industry. William is currently registered with Morgan Stanley in Kansas City, Missouri and Gotha, Florida. William has a strong track record of success in helping clients achieve their financial goals. William has a wide range of experience in providing investment advice, financial planning, and portfolio management services to individuals, businesses, and institutions. William also holds the Series 3, 5, 7, 8, 24, 53, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
08/30/2011 - Present
Morgan Stanley (Kansas City MO)
FL
07/15/2005 - 08/08/2011
WELLS FARGO ADVISORS, LLC (LEESBURG FL)
GA
12/16/2004 - 07/15/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
09/25/2003 - 12/17/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MO
07/01/2003 - 10/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/20/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/19/1999 - 04/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
02/04/1998 - 10/23/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
09/03/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
RI
05/11/1992 - 08/28/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
10/01/1984 - 05/12/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
11/03/1981 - 10/01/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/26/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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