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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jerome Tarleton is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since September 21, 2014. William Jerome Tarleton is licensed in Maryland and the District of Columbia. William Jerome Tarleton has also held previous roles at Wachovia Securities, LLC and First Union Brokerage Services, Inc. William Jerome Tarleton offers a range of financial services including portfolio management for individuals and businesses, financial planning, and investment consulting services. William Jerome Tarleton has over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/14/2024 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
AL
10/01/2000 - 02/13/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
NC
06/30/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 06/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/12/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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