Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jeffrey Spector has been in the securities industry since June 5, 1998. William currently is registered with Pacific Select Distributors, LLC, and has been with the firm since November 15, 2019. William has previously worked for PURSHE KAPLAN STERLING INVESTMENTS, ALLSTATE FINANCIAL SERVICES, LLC, NYLIFE SECURITIES LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, EDWARD JONES, PHOENIX EQUITY PLANNING CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, ALLIANCE FUND DISTRIBUTORS, INC., ING PILGRIM SECURITIES, INC., AETNA INVESTMENT SERVICES, INC., PACIFIC MUTUAL DISTRIBUTORS, INC., GLENFED BROKERAGE SERVICES, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, SUNAMERICA SECURITIES, INC., PILGRIM DISTRIBUTORS CORP., and again with SUNAMERICA SECURITIES, INC. William is currently licensed to conduct business in the following states: Alaska, Arizona, California, Colorado, Hawaii, Idaho, Iowa, Kansas, Missouri, Montana, Nebraska, Nevada, New Mexico, Oregon, South Dakota, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/15/2019 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
02/20/2019 - 05/14/2019
PURSHE KAPLAN STERLING INVESTMENTS (Newport Beach CA)
CA
09/26/2016 - 01/18/2018
ALLSTATE FINANCIAL SERVICES, LLC (LAGUNA BEACH CA)
CA
05/02/2014 - 09/20/2016
NYLIFE SECURITIES LLC (IRVINE CA)
CA
08/05/2009 - 05/16/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN JUAN CAPISTRANO CA)
CA
01/05/2009 - 07/23/2009
EDWARD JONES (LAGUNA NIGUEL CA)
CT
02/21/2007 - 10/15/2008
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
PA
11/14/2003 - 10/16/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
07/08/2003 - 11/15/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/08/2003 - 11/14/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TN
03/16/2001 - 10/31/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
CT
05/22/2000 - 10/12/2000
ING PILGRIM SECURITIES, INC. (WINDSOR CT)
CT
10/08/1998 - 06/06/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CA
04/04/1997 - 09/25/1998
PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
05/13/1996 - 02/21/1997
GLENFED BROKERAGE SERVICES (GLENDALE CA)
MA
02/23/1996 - 05/15/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/23/1996 - 05/15/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
AZ
04/03/1993 - 08/31/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
09/15/1992 - 03/09/1993
PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)
AZ
06/22/1992 - 08/31/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 01/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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