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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William jeffrey? Claim Your ProfileWilliam Jeffrey Traum is a financial professional with over 40 years of experience in the financial services industry. William Jeffrey Traum is currently registered with Park Avenue Securities LLC and has been with the firm since 2013. William Jeffrey Traum is also registered with Guardian Life Insurance Co of America, and holds the Chartered Financial Consultant designation. William Jeffrey Traum's previous employers include Guardian Investor Services Corporation, W.D.R. Equity Resources, Inc., MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, Aljon Securities, Inc., and Cigna Securities, Inc. William Jeffrey Traum is a licensed securities professional and specializes in portfolio management for individuals and businesses, financial planning, and educational seminars. William Jeffrey Traum provides services to individuals, high-net-worth individuals, charitable organizations, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2001 - Present
Park Avenue Securities LLC (FORT MYERS FL)
NY
09/19/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
12/05/1983 - 09/12/1990
W.D.R. EQUITY RESOURCES, INC.
NA
01/02/1988 - 06/16/1988
MML INVESTORS SERVICES, INC.
NA
07/25/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
11/14/1983 - 10/19/1984
ALJON SECURITIES,INC.
NA
06/25/1975 - 10/25/1982
CIGNA SECURITIES, INC.
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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