Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jeffrey Bantz is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the industry for over 1 year. William has Series 63, 6TO and SIE licenses and is registered in North Carolina and South Carolina. William's office is located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NC
05/31/2024 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
BC
Issued 06/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/24/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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