Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jay Paul is a registered representative with Northwestern Mutual Investment Services, LLC. William Jay Paul is registered with the state of Florida, Pennsylvania and Texas. William Jay Paul is licensed to offer securities products and services through Northwestern Mutual Investment Services, LLC in these states. William Jay Paul is active in the broker-dealer field and is not in scope in the Investment Advisor field. William Jay Paul has passed the Series 7TO and SIE exams as well as the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
07/05/2022 - Present
Northwestern Mutual Investment Services, LLC (CORAL GABLES FL)
BC
Issued 03/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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