Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jay Oppenheim is an investment advisor representative who is currently registered with Oppenheimer & Co. Inc. William has been in the industry since 1979. William is a member of FINRA and has been licensed for over 40 years. William has a diverse background and has worked with several firms, including Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Kidder, Peabody & Co. Incorporated and L. F. Rothschild, Unterberg, Towbin. William offers a variety of services to their clients, including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
ME
12/05/2018 - Present
Oppenheimer & Co. Inc. (OQUOSSOC ME)
CT
01/13/2001 - 05/29/2008
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/20/1991 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
04/04/1983 - 09/26/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/27/1979 - 02/16/1983
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
IA
Issued 07/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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