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William Jay Hampton

Securities Management & Research, Inc.

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About William Jay Hampton

William Jay Hampton is a registered representative with Securities Management & Research, Inc. in Grand Junction, Colorado. William is a licensed Series 6 and SIE representative and has been in the industry since March 2007.

Firm Information

William Hampton is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hampton’s Registration & Firm History

CO

03/23/2007 - Present

Securities Management & Research, Inc. (GRAND JUNCTION CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Jay Hampton.
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