Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hodge is an experienced financial professional licensed to sell securities in all 50 states and the District of Columbia. William has been in the securities industry since 2014. William's career began at Fidelity Brokerage Services LLC, where he is currently registered. William is qualified to provide investment advice in a range of securities including options and holds licenses to supervise general securities sales and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/05/2014 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 09/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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