Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jason Simmons is a financial professional with over 20 years of experience in the financial services industry. Currently, William is registered with Hilltop Securities Inc. He has a broad range of experience with both individuals and institutions. William has held previous roles at FIRST SOUTHWEST COMPANY, LLC, PIPER JAFFRAY & CO., WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC. and WILLIAM M. MERCER SECURITIES CORP. William is a licensed Municipal Advisor Representative and is qualified to offer financial planning services, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CO
01/22/2016 - Present
Hilltop Securities Inc. (Denver CO)
CO
02/15/2012 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Denver CO)
CO
04/07/2005 - 12/09/2011
PIPER JAFFRAY & CO. (DENVER CO)
CA
05/02/2001 - 09/09/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/13/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IL
03/02/1999 - 03/02/2000
WILLIAM M. MERCER SECURITIES CORP. (CHICAGO IL)
BC
Issued 08/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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