Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Janela is a financial professional with over 15 years of experience in the securities industry. William is currently registered with Mizuho Securities USA LLC. William has previously held positions at Credit Suisse Securities (USA) LLC, UBS Securities LLC and Sanford C. Bernstein & Co., LLC. William holds the Series 7, 24, 63, 87 and SIE licenses. William is registered in all 50 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/25/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/24/2017 - 08/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/08/2011 - 08/03/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
12/12/2007 - 01/27/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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