Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Wall is a financial advisor with over 30 years of experience in the industry. William currently works with Wells Fargo Advisors Financial Network, LLC. William has been active in the financial services industry since February 1987. Prior to joining Wells Fargo Advisors Financial Network, LLC, William worked with WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, and PAINEWEBBER INCORPORATED. William holds the following licenses: Series 3, Series 7, Series 24, Series 63, and Series 65. William is a Certified Financial Planner and has a strong track record of providing financial guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
06/03/2016 - Present
Wells Fargo Advisors Financial Network, LLC (EAST PROVIDENCE RI)
RI
07/01/2003 - 06/03/2016
WELLS FARGO ADVISORS, LLC (PROVIDENCE RI)
NY
02/09/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/26/1987 - 02/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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