Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Viviano has been a registered financial professional since June 12, 1997. William is currently registered with The Leaders Group, Inc. located in Littleton, CO. Prior to his current role, William was registered with NATIONWIDE SECURITIES, LLC. William holds the Series 6 and Series 63 securities licenses and the SIE exam. William is licensed in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/01/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NC
06/13/1997 - 07/01/2020
NATIONWIDE SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 06/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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