Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Vien is a financial advisor with over 30 years of experience in the industry. William is currently registered with Allstate Financial Services, LLC. William has also held previous roles at Lincoln Benefit Financial Services, Inc. and Pruco Securities Corporation. William is registered in 11 states including Florida, Kentucky, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, South Carolina, Texas, and Vermont. William holds the following FINRA licenses: Series 6, Series 26, Series 51, and Series 63. William also has a SIE license. William is an active advisor and has been with Allstate Financial Services, LLC since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VT
10/29/1998 - Present
Allstate Financial Services, LLC (RUTLAND VT)
IL
06/11/1998 - 10/29/1998
LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)
NJ
10/24/1984 - 02/10/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/10/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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