Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Van allen is a financial advisor with Baron Capital, Inc. William is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and with 53 states as an investment advisor. William holds a Series 63, Series 7 and SIE license. William has been in the securities industry since June 5, 2019. William was previously registered with INDEPENDENT BROKERAGE SOLUTIONS LLC and B. RILEY FBR, INC. and B. RILEY & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/07/2021 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
03/18/2020 - 09/15/2020
INDEPENDENT BROKERAGE SOLUTIONS LLC (New York NY)
CA
11/30/2017 - 03/04/2019
B. RILEY FBR, INC. (San Francisco CA)
CA
10/02/2017 - 11/30/2017
B. RILEY & CO., LLC (SAN FRANCISCO CA)
BC
Issued 09/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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