Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Tapert is a financial professional with over 40 years of experience in the industry. William has held various roles at several financial institutions, including Young America Capital, LLC, WM Smith & Co., International Assets Advisory, LLC, Taconic Capital Group Inc., and Sungard Institutional Brokerage Inc. William is currently registered with Chatsworth Securities LLC in Greenwich, Connecticut. William has a strong track record of success in providing financial advice to clients. William's expertise includes investments in stocks, bonds, and mutual funds. William is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/02/2019 - Present
Chatsworth Securities LLC (GREENWICH CT)
NY
08/13/2014 - 04/29/2019
YOUNG AMERICA CAPITAL, LLC (MAMARONECK NY)
CT
02/12/2010 - 08/11/2014
WM SMITH & CO. (DANBURY CT)
NY
04/21/2009 - 02/09/2010
INTERNATIONAL ASSETS ADVISORY, LLC (NEW YORK CITY NY)
NY
01/02/2004 - 04/16/2009
TACONIC CAPITAL GROUP INC. (NEW YORK NY)
IL
03/12/2003 - 01/09/2004
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
NY
06/13/1996 - 06/25/2001
PROVIDENCE CAPITAL, INC. (NEW YORK NY)
NY
07/20/1994 - 06/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/20/1993 - 01/17/1995
METCAP SECURITIES INC. (NEW YORK NY)
NY
01/14/1987 - 06/21/1991
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NA
10/24/1984 - 10/24/1985
LADENBURG, THALMANN & CO., INC.
NA
12/31/1981 - 11/26/1984
OPPENHEIMER & CO., INC.
NA
11/25/1980 - 01/05/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
12/12/1979 - 08/08/1980
DILLON, READ & CO. INC.
NA
12/15/1977 - 12/25/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
03/22/1976 - 06/12/1976
HALCYON SECURITIES, INC.
NA
01/02/1973 - 07/30/1973
LINEBERGER LOWE & CO. INCORPORATED
NA
12/09/1970 - 03/07/1972
PURCELL GRAHAM & COMPANY
NA
04/01/1970 - 01/03/1971
MAY, BORG & COMPANY
BC
Issued 01/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1994
PC - AMEX Put and Call Exam
BC
Issued 03/20/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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