Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Steves is a financial advisor with over 40 years of experience in the financial services industry. William is currently registered with Osaic Wealth, Inc. and has been with the firm since September 2023. Prior to joining Osaic Wealth, Inc., William worked at Sagepoint Financial, Inc. for almost 18 years, and before that, was with Sunamerica Securities, Inc. and Prudential Securities Incorporated. William has a strong background in investment advisory and management, and specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/01/2023 - Present
Osaic Wealth, Inc. (PALM HARBOR FL)
FL
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PALM HARBOR FL)
AZ
11/15/1993 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
11/25/1983 - 12/03/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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