Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Stevens has been active in the financial services industry since 1993. William is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. William has held previous registrations with WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, and SALOMON SMITH BARNEY INC. William has a range of experience in the industry and holds several licenses and certifications. William is registered as a Broker/Dealer and Investment Advisor in multiple states. William has a strong track record of providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and institutions. William is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/06/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TOLEDO OH)
OH
07/01/2003 - 10/11/2016
WELLS FARGO ADVISORS, LLC (PERRYSBURG OH)
NY
07/23/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/16/1993 - 07/30/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Stevens is the right advisor for you? Invested Better is here to help.
