Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Spong is a financial advisor who is registered with Jefferies LLC in Texas. William James Spong has been in the industry since July 15, 2024. William James Spong holds the Series 63, Series 79TO, and SIE licenses. William James Spong is affiliated with Jefferies LLC, which is a broker-dealer registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/16/2024 - Present
Jefferies LLC (DALLAS TX)
BC
Issued 07/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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