Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Sealey is a financial advisor registered with LPL Financial LLC. William has been in the financial services industry since April 20, 2002 and has experience with Ameritas Investment Corp, Royal Alliance Associates, Inc, PNC Investments, NatCity Investments, Inc, Ameriprise Financial Services, Inc, AXA Advisors, LLC, American Express Financial Advisors Inc, and IDS Life Insurance Company. William's office is located in Nicholasville, Kentucky and he is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
06/06/2023 - Present
LPL Financial LLC (NICHOLASVILLE KY)
KY
08/18/2017 - 06/01/2023
ROYAL ALLIANCE ASSOCIATES, INC. (NICHOLASVILLE KY)
KY
07/02/2012 - 09/15/2017
AMERITAS INVESTMENT CORP. (NICHOLASVILLE KY)
KY
11/13/2009 - 06/15/2012
PNC INVESTMENTS (LEXINGTON KY)
KY
10/23/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (LEXINGTON KY)
KY
03/08/2007 - 09/05/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOUISVILLE KY)
NY
02/06/2001 - 03/16/2005
AXA ADVISORS, LLC (NEW YORK NY)
MN
01/02/2000 - 12/11/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/02/2000 - 12/11/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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