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William James Roach

Gradient Advisors, LLC

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About William James Roach

William James Roach is a registered investment advisor representative with Gradient Advisors, LLC. William has been in the financial services industry since 1989. William currently holds a Series 63 and a Series 65 license and is registered with the state of North Carolina. William has previously been registered with FORTH FINANCIAL SECURITIES, CORPORATION. William's experience includes financial planning, annuities sales, and life insurance. William is also a public speaker and has given talks at senior centers. William is a member of the Kiwanis - Greensboro Chapter and also works with Game Plan for Life, an organization that provides education to inmates.

Firm Information

William Roach is currently registered with Gradient Advisors, LLC. Gradient Advisors, LLC is an investment advisor headquartered in Arden Hills, MN. They manage approximately $207,096,853 in assets for individuals, corporations, and other businesses. The firm provides financial planning, pension consulting, and selection of other advisors. They have a team of 152 investment adviser representatives and 150 licensed agents.
Gradient Advisors, LLC

4105 LEXINGTON AVENUE N.

ARDEN HILLS, MN 55126

$207.10M

Assets Under Management

2,706

Total Clients

167

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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William Roach’s Registration & Firm History

NC

02/27/2017 - Present

Gradient Advisors, LLC (Greensboro NC)

VA

09/12/1989 - 10/31/1995

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

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Licenses & Designations

IA

Issued 12/28/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William James Roach.
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