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William James Powers

Quint Capital Corp.

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About William James Powers

William James Powers is a registered investment advisor representative who has been in the industry since March 2011. William currently works with Quint Capital Corp. and is registered with the State of Connecticut and New York. William has previously worked with DAVIS SECURITIES LLC and BAY CREST PARTNERS, LLC.

Firm Information

William Powers is currently registered with Quint Capital Corp.. Quint Capital Corp. is a corporation formed in May 1989, headquartered in New York, NY. They are an investment advisor that provides portfolio management for individuals. The firm is registered with the SEC and in 31 states. They currently have 6 licensed agents, 5 investment advisor representatives, and 6 registered representatives. Quint Capital Corp. manages approximately $147,573,714 in regulatory assets under management, with $56,373,159 of that being discretionary. They serve high net worth individuals and individuals other than high net worth.
Quint Capital Corp.

230 PARK AVE

NEW YORK, NY 10169

$147.57M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Powers’s Registration & Firm History

NY

04/24/2023 - Present

Quint Capital Corp. (NEW YORK NY)

NY

03/01/2012 - 09/19/2014

DAVIS SECURITIES LLC (NEW YORK NY)

NY

03/29/2011 - 02/29/2012

BAY CREST PARTNERS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/01/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/25/2013

Series 4 - Registered Options Principal Examination

BC

Issued 06/12/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for William James Powers. Review regulatory record here.
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