Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pearce has been in the financial services industry since February 23, 1984. Currently, William is a registered representative with Chapin, Davis. William has also previously worked with JANNEY MONTGOMERY SCOTT LLC, PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., and again with JANNEY MONTGOMERY SCOTT LLC. William holds Series 63, Series 7, Series 8, Series 9, Series 10, and SIE licenses. William is registered in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Concessions paid by issuers of securities sold to clients
1
2
PA
09/04/2020 - Present
Chapin, Davis (Shavertown PA)
PA
11/29/2005 - 09/14/2020
JANNEY MONTGOMERY SCOTT LLC (KINGSTON PA)
PA
01/01/2004 - 12/02/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
10/08/1999 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
02/24/1984 - 10/14/1999
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 02/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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