Unclaimed
William James Parker is a registered representative with Park Avenue Securities LLC. William has been in the securities industry since 2017. William is licensed in District of Columbia and holds the following securities licenses: Series 6, Series 63, Series 65, and SIE. William has been with Park Avenue Securities LLC since 2017, previously working at Guardian Life Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/21/2022 - Present
Park Avenue Securities LLC (IRVINE CA)
AZ
08/03/2017 - 12/31/2021
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
IA
Issued 10/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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