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William James Obrien

Gamma Investing LLC

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About William James Obrien

William James Obrien is a financial advisor with Gamma Investing LLC. William is registered as an Investment Advisor Representative in California and Massachusetts. He has been in the financial services industry for over 18 years and has a strong background in portfolio management for both individuals and businesses. William has held positions at several prominent firms including Van Eck Securities Corporation, Pioneer Funds Distributor, Inc., and Citigroup Global Markets Inc. William holds the Series 6, Series 7, Series 63, Series 65, and Series 66 licenses.

Firm Information

William Obrien is currently registered with Gamma Investing LLC. Gamma Investing LLC is an investment advisor with a focus on sub-advisory services. Based in , the firm provides portfolio management for businesses and individuals. With a total of 979 accounts, the firm manages approximately $1,006,044,574 in assets, primarily for other investment advisors.

$1.01B

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Obrien’s Registration & Firm History

MA

05/24/2023 - Present

Gamma Investing LLC (NORTH READING MA)

CT

02/04/2022 - 07/28/2022

CRITO CAPITAL LLC (WESTPORT CT)

NY

09/24/2014 - 09/24/2021

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

MA

02/21/2007 - 08/14/2014

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

03/17/2004 - 02/26/2007

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

MA

01/28/2004 - 03/26/2004

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 08/11/2022

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/27/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William James Obrien.
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