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William James Obrien

Summit Financial, LLC

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About William James Obrien

William James Obrien is an investment advisor representative at Summit Financial, LLC, a firm headquartered in Parsippany, New Jersey. William has been in the industry since May 1994 and has a diverse background in financial services. William holds a Series 6, Series 63, and SIE license and is registered in Connecticut, New Jersey, New York, and Utah. William provides a range of financial services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. In addition to his role at Summit Financial, William is also an insurance broker, offering a variety of insurance products.

Firm Information

William Obrien is currently registered with Summit Financial, LLC. Summit Financial, LLC, is a registered investment adviser based in Parsippany, New Jersey. The firm provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. Summit Financial manages approximately $11.5 billion in assets for individuals, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs 132 investment adviser representatives and has over 19,000 client accounts.
Summit Financial, LLC

4 CAMPUS DRIVE

PARSIPPANY, NJ 07054

$11.55B

Assets Under Management

2

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Obrien’s Registration & Firm History

NJ

01/03/2019 - Present

Summit Financial, LLC (PARSIPPANY NJ)

NJ

05/18/1994 - 09/19/2018

SUMMIT EQUITIES, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 07/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William James Obrien.
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