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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Obrien is a financial advisor with Cetera Investment Advisers LLC. William has over 40 years of experience in the financial services industry. William is a Registered Representative with FINRA and a Registered Investment Advisor. William also holds the Chartered Financial Consultant designation. William specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. William has a strong track record of success in helping clients achieve their financial goals. William is committed to providing personalized service and developing long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (Naples FL)
MA
12/06/2002 - 01/15/2015
COMMONWEALTH FINANCIAL NETWORK (SANDWICH MA)
NY
10/20/1992 - 01/14/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
12/27/1982 - 09/10/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NA
12/27/1982 - 09/10/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 11/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/2/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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