Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Obrien is an investment advisor representative with Cetera Investment Advisers LLC in Naples, FL. William has been in the financial services industry since 1983 and has held prior registrations with Commonwealth Financial Network, NYLIFE Securities Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. William holds licenses for securities and investment advisory services, having passed the Series 6, 7, 63, and 65 exams. He is a Chartered Financial Consultant and has a background in insurance as well. William's experience includes advising individuals and businesses on financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2024 - Present
Cetera Investment Advisers LLC (Naples FL)
MA
12/06/2002 - 01/15/2015
COMMONWEALTH FINANCIAL NETWORK (SANDWICH MA)
NY
10/20/1992 - 01/14/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
12/27/1982 - 09/10/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NA
12/27/1982 - 09/10/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 11/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Obrien is the right advisor for you? Invested Better is here to help.
