Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Long is a financial advisor with TP Icap Global Markets Americas LLC. William James Long is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 72, and 63 licenses. William James Long has over 26 years of experience in the financial services industry. William James Long is also registered as an investment advisor in the state of New York. Prior to joining TP Icap Global Markets Americas LLC, William James Long was employed by Tullett Prebon Financial Services LLC and Tullett Liberty Brokerage Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/22/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/13/1996 - 10/09/2008
TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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