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William James Holtham

Foreside Fund Services, LLC

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About William James Holtham

William Holtham is a financial professional with over 20 years of experience in the industry. William is currently registered with Foreside Fund Services, LLC in Birmingham, Michigan. Previously, William was with ALPS Distributors, Inc., ALPS Portfolio Solutions Distributor, Inc., Capital Guardian, LLC, MML Distributors, LLC, Hartford Securities Distribution Company, Inc., MFS Fund Distributors, Inc., and Putnam Retail Management Limited Partnership. William holds Series 6, 7, and 63 licenses as well as the SIE.

Firm Information

William Holtham is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Holtham’s Registration & Firm History

MI

09/11/2023 - Present

Foreside Fund Services, LLC (Birmingham MI)

CO

01/02/2019 - 05/01/2023

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

01/02/2015 - 12/31/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

10/13/2014 - 12/31/2014

ALPS DISTRIBUTORS, INC. (DENVER CO)

NC

05/28/2014 - 10/06/2014

CAPITAL GUARDIAN, LLC (HUNTERSVILLE NC)

MA

01/02/2013 - 05/14/2014

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

02/29/2008 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)

MA

10/30/2003 - 02/29/2008

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

MA

01/08/1998 - 03/10/2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 07/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William James Holtham.
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