Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Hargreaves is a financial advisor with Raymond James Financial Services Advisors, Inc. William has been in the financial services industry since 1999. William has a Series 6, 7, 63, and 65 licenses. William's current firm has offices in Johnstown, Pennsylvania. William has previously worked for Morgan Stanley, Wells Fargo Advisors, LLC, First Clearing, LLC, Planco Financial Services, Inc., Evergreen Investment Services, Inc., First Union Securities, Inc., and Mentor Services Company, LLC. William's practice specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. William also provides hourly and fixed-rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
08/27/2021 - Present
Raymond James Financial Services Advisors, Inc. (Johnstown PA)
PA
07/28/2011 - 09/15/2021
MORGAN STANLEY (GREENSBURG PA)
MO
01/12/2005 - 06/28/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
03/01/2007 - 04/10/2007
FIRST CLEARING, LLC (ST. LOUIS MO)
CT
05/10/2001 - 07/24/2003
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NC
03/02/2000 - 01/04/2001
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
11/03/1999 - 02/01/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
VA
12/01/1998 - 11/02/1999
MENTOR SERVICES COMPANY, LLC (RICHMOND VA)
IA
Issued 10/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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