Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Gulli is a financial professional with over 15 years of experience in the securities industry. William is currently registered with Smbc Nikko Securities America, Inc., where he is a General Securities Principal. He is also a Series 7 registered representative. Before joining Smbc Nikko Securities America, Inc., William was previously employed by Credit Suisse Securities (USA) LLC and GFI Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/05/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/28/2005 - 03/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/06/2005 - 10/24/2005
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 09/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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