Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Freihofner is a financial advisor at RBC Capital Markets, LLC. William has over 20 years of experience in the financial services industry. He is a Series 7, 24, 55, 57TO, and 63 licensed professional. William is a highly experienced advisor, helping clients with a wide range of financial needs, including financial planning, portfolio management, and retirement planning. William previously worked at ODEON CAPITAL GROUP LLC, BTIG, LLC, BCP SECURITIES, LLC, MCMAHAN SECURITIES CO. L.P., J.P. MORGAN SECURITIES INC., CHASE SECURITIES INC., and HAMBRECHT & QUIST LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/05/2022 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
NY
12/07/2020 - 05/25/2021
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
07/05/2011 - 01/10/2019
BTIG, LLC (NEW YORK NY)
CT
03/28/2011 - 06/29/2011
BCP SECURITIES, LLC (GREENWICH CT)
CT
09/17/2001 - 03/17/2011
MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)
NY
02/05/2001 - 04/05/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
01/29/1998 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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