Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Dorough is a registered representative with Alt Fund Distributors LLC. William has been in the financial services industry since 1996. William has experience with various financial institutions including First Financial Equity Corporation, Midamerica Financial Services, Inc., Valmark Securities, Inc., Plante Moran Insurance Agency, First Heartland Capital, Inc., AIG SunAmerica Capital Services, Inc., Sun Life Financial Distributors, Inc., AllianceBernstein Investment Research and Management, Inc., MetLife Investors Distribution Company, Conseco Equity Sales, Inc., Funds Distributor, Inc., LPM Investment Services, Inc., Paine Webber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is currently registered with the state of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/08/2020 - Present
ALT Fund Distributors LLC (NEW YORK NY)
AZ
11/25/2015 - 09/18/2019
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
MO
03/14/2013 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
OH
01/18/2011 - 10/25/2012
VALMARK SECURITIES, INC. (AKRON OH)
MI
12/07/2010 - 10/25/2012
PLANTE MORAN INSURANCE AGENCY (SOUTHFIELD MI)
MI
08/13/2007 - 10/28/2010
FIRST HEARTLAND CAPITAL, INC. (NOVI MI)
NJ
06/13/2006 - 08/01/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
01/27/2005 - 06/15/2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
TN
12/10/2003 - 12/09/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
CA
02/22/2002 - 12/11/2003
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
IN
07/24/2001 - 10/11/2001
CONSECO EQUITY SALES, INC. (CARMEL IN)
ME
05/04/2000 - 06/26/2001
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
FL
02/02/2000 - 05/01/2000
LPM INVESTMENT SERVICES, INC (PALM BEACH FL)
NJ
07/31/1998 - 11/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/12/1994 - 08/06/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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