Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Covington is a registered representative at DFA Securities LLC. William has been in the securities industry for more than 10 years. William holds Series 7, 63 and SIE licenses. William is licensed to provide securities advice in Connecticut, Georgia, Massachusetts, North Carolina, South Carolina, Tennessee and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/14/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure William Covington is the right advisor for you? Invested Better is here to help.
