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William James Christie

THE Investment Center, Inc.

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About William James Christie

William Christie is a Registered Representative with The Investment Center, Inc. with over 50 years of experience in the financial industry. William is licensed in Florida and New York and holds a Series 1, 7, 7TO, 24, 63 and 72.

Firm Information

William Christie is currently registered with THE Investment Center, Inc.. THE Investment Center, Inc. is a Corporation registered in 53 states and the SEC. Founded in 1986, the firm has been involved in 8 Regulatory Events and 5 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Christie’s Registration & Firm History

NY

01/02/2013 - Present

THE Investment Center, Inc. (MELLVILLE NY)

NY

02/27/2009 - 12/31/2012

FSC SECURITIES CORPORATION (MELVILLE NY)

NY

08/15/1994 - 02/27/2009

ADVANTAGE CAPITAL CORPORATION (MELVILLE NY)

CA

03/02/1970 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

GA

07/25/1990 - 08/27/1990

KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)

FL

08/27/1987 - 07/30/1990

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

NA

12/02/1981 - 02/13/1986

CARDELL & ASSOCIATES, INCORPORATED

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Licenses & Designations

BC

Issued 07/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for William James Christie. Review regulatory record here.
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