Unclaimed
William Christie is a Registered Representative with The Investment Center, Inc. with over 50 years of experience in the financial industry. William is licensed in Florida and New York and holds a Series 1, 7, 7TO, 24, 63 and 72.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2013 - Present
THE Investment Center, Inc. (MELLVILLE NY)
NY
02/27/2009 - 12/31/2012
FSC SECURITIES CORPORATION (MELVILLE NY)
NY
08/15/1994 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (MELVILLE NY)
CA
03/02/1970 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
GA
07/25/1990 - 08/27/1990
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
FL
08/27/1987 - 07/30/1990
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
12/02/1981 - 02/13/1986
CARDELL & ASSOCIATES, INCORPORATED
BC
Issued 07/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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