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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Carver is a financial advisor with Morgan Stanley. William Carver has been in the financial services industry since July 21, 1976. William Carver is registered with FINRA and is Series 63, Series 7, Series 3, PC and SIE licensed. William Carver previously worked at CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. William Carver is also a registered investment advisor and is licensed in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NE
06/01/2009 - Present
Morgan Stanley (Omaha NE)
NE
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)
NY
08/18/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/22/1976 - 08/24/1983
CHILES, HEIDER & CO., INC.
BC
Issued 07/12/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1982
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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