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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Carmody is a financial advisor with Cetera Investment Advisers LLC. William has been working in the financial services industry since 1998. William holds the Series 6, 7, 63 and 65 licenses. William has been registered as a Registered Representative and Investment Advisor Representative in Pennsylvania since 2014. William has previously worked for Sagepoint Financial, Inc., SunAmerica Securities, Inc., and Franklin Financial Services Corporation. William's previous roles have included working as a financial advisor, as well as a trust officer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/21/2014 - Present
Cetera Investment Advisers LLC (HONESDALE PA)
PA
10/31/2005 - 06/04/2013
SAGEPOINT FINANCIAL, INC. (HONESDALE PA)
AZ
03/08/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TX
12/21/1998 - 03/14/2001
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 03/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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