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William James Buck

FHN Financial Securities Corp.

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About William James Buck

William James Buck is a financial professional with over 16 years of experience in the securities industry. William is a Principal at FHN Financial Securities Corp. and holds the Series 7, 27, 52TO, 53, and 99TO licenses. William's current employment began on October 27, 2006. William is currently registered with FINRA.

Firm Information

William Buck is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Buck’s Registration & Firm History

FL

10/27/2006 - Present

FHN Financial Securities Corp. (Naples FL)

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Licenses & Designations

BC

Issued 08/01/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/26/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William James Buck.
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