Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam James Bradford is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Denver, CO. William is registered with both the state of Colorado and Texas and has been in the financial services industry since 2014. William is a Series 7, 6, 63, and 65 licensed holder. William has been employed at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., William was employed at Northwestern Mutual Investment Services, LLC in Coralville, IA. William also holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/04/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
IA
11/13/2015 - 03/15/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CORALVILLE IA)
IA
03/04/2014 - 06/08/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CORALVILLE IA)
IA
Issued 04/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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