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William James Barry

Vision Financial Markets LLC

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About William James Barry

William James Barry is a financial advisor with over 30 years of experience in the industry. William is currently registered with Vision Financial Markets LLC in Stamford, Connecticut. William has a wide range of experience and holds several licenses including Series 3, 7, 24, 30, 63 and SIE. Previously, William was registered with Velocity Clearing, LLC in New York, NY and Goldberg, Hehmeyer & Co. in New York, NY. William has also held previous registrations with Global Investor Securities, Inc. and Drexel Burnham Lambert Incorporated.

Firm Information

William Barry is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Barry’s Registration & Firm History

CT

06/20/2023 - Present

Vision Financial Markets LLC (Stamford CT)

NY

09/27/2022 - 06/09/2023

VELOCITY CLEARING, LLC (New York NY)

CT

01/11/2022 - 09/28/2022

VISION FINANCIAL MARKETS LLC (STAMFORD CT)

NY

10/07/1999 - 02/16/2007

GOLDENBERG, HEHMEYER & CO. (NEW YORK NY)

NA

03/24/1988 - 08/09/1990

GLOBAL INVESTOR SECURITIES, INC.

NA

11/18/1986 - 01/12/1988

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 03/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2024

Series 24 - General Securities Principal Examination

BC

Issued 08/06/2021

Series 30 - NFA Branch Manager Examination

BC

Issued 01/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/12/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/05/1985

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William James Barry.
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