Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barker is a financial professional with over 40 years of experience in the industry. William has served clients with First Kentucky Securities Corp. since 2020. William's experience includes previous roles at Ross, Sinclair & Associates, LLC, J.P. Morgan Securities Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Johnston, Brown, Burnett & Knight, Inc., and Dupree & Company, Inc.. William is a Series 63, Series 53, Series 24, Series 52TO, Series 79TO, SIE and Series 7 licensed professional. William Barker offers advisory services including financial planning, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
03/27/2020 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
04/18/2006 - 03/26/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (LOUSIVILLE KY)
NY
03/28/2005 - 04/19/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
KY
01/24/1997 - 03/31/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NA
12/03/1987 - 01/31/1997
JOHNSTON, BROWN, BURNETT & KNIGHT, INC.
NA
06/22/1983 - 09/01/1987
DUPREE & COMPANY, INC.
BC
Issued 06/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Barker is the right advisor for you? Invested Better is here to help.
