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William Jackson Smith

First Citizens Investor Services, Inc.

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About William Jackson Smith

William Jackson Smith is a financial advisor at First Citizens Investor Services, Inc. William has been in the industry since 2017. William is registered in 27 states and has been working for First Citizens Investor Services, Inc. since 2017. William holds both Series 63 and 66 licenses as well as Series 6, Series 7TO and SIE licenses.

Firm Information

William Smith is currently registered with First Citizens Investor Services, Inc.. First Citizens Investor Services, Inc. is a Corporation formed in 1994 with its main office located in Raleigh, North Carolina. The firm offers a range of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. First Citizens Investor Services, Inc. manages approximately $1.73 billion in regulatory assets under management for a diverse clientele, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
First Citizens Investor Services, Inc.

8540 COLONNADE CENTER DRIVE

RALEIGH, NC 27615

$1.73B

Assets Under Management

Not reported

Total Clients

574

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Smith’s Registration & Firm History

NC

08/27/2024 - Present

First Citizens Investor Services, Inc. (Durham NC)

NC

01/09/2023 - 05/20/2024

MML INVESTORS SERVICES, LLC (RALEIGH NC)

NC

06/13/2017 - 12/15/2022

FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)

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Licenses & Designations

BOTH

Issued 08/26/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Jackson Smith.
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