Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McMillan is a financial professional with Fidelity Brokerage Services LLC. William has over 2 years of experience in the financial services industry and holds Series 63, Series 7TO, Series 9, Series 10 and SIE licenses. William has been registered with FINRA since March 27, 2023. William is registered to offer securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/27/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
UT
04/01/2021 - 01/21/2022
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
BC
Issued 05/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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