Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam J. Pulice has been a registered representative for over 25 years, serving clients since 1996. William is registered to provide investment advice through Merrill Lynch, Pierce, Fenner & Smith Inc. William has held previous registrations with WELLS FARGO CLEARING SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. William is licensed in 31 states as a broker, and 2 states as an investment advisor representative. William's licenses include a Series 7, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
06/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRIDGEPORT WV)
WV
05/29/2009 - 06/10/2019
WELLS FARGO CLEARING SERVICES, LLC (BRIDGEPORT WV)
WV
11/13/1996 - 06/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEPORT WV)
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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