Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Petro is a financial advisor with over 30 years of experience in the financial services industry. Currently, William is an advisor with Morgan Stanley. William has previously held positions with J.P. Morgan Securities LLC, Chase Investment Services Corp., Arrowhead Investment Center, LLC, IFMG Securities, Inc., First Brokerage America, L.L.C., CUNA Brokerage Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. William holds FINRA Series 7, Series 63 and SIE licenses. William is registered to offer securities and investment advisory services in Arizona, California, Iowa, Nevada, Texas and Virginia. William's firm, Morgan Stanley, is a global financial services firm that provides a wide range of financial products and services to individuals, businesses and institutions. Morgan Stanley has over 26,000 employees and over $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/06/2021 - Present
Morgan Stanley (CLAREMONT CA)
CA
10/01/2012 - 09/04/2021
J.P. MORGAN SECURITIES LLC (CLAREMONT CA)
CA
04/29/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CLAREMONT CA)
CA
02/03/2006 - 04/13/2009
ARROWHEAD INVESTMENT CENTER, LLC (SAN BERNARDINO CA)
CA
08/25/2005 - 06/22/2006
IFMG SECURITIES, INC. (BIG BEAR LAKE CA)
MO
07/01/2004 - 01/26/2006
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
IA
11/16/2001 - 07/02/2004
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
03/11/1991 - 11/05/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/11/1991 - 11/05/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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