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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Krauss is an investment advisor representative at Morgan Stanley and has been in the industry since 2006. William has a wide range of experience working with individuals, families, high-net-worth clients, corporations, charitable organizations and insurance companies. He is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). William holds Series 7, Series 9, Series 10, Series 63, and Series 65 licenses. He is a licensed investment advisor in 53 states and the District of Columbia. William previously worked at J.P. Morgan Securities LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/18/2022 - Present
Morgan Stanley (Coral Gables FL)
FL
06/11/2018 - 05/03/2022
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
10/29/2013 - 05/21/2018
MORGAN STANLEY (MIAMI FL)
FL
07/12/2012 - 10/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL GABLES FL)
NY
06/01/2009 - 06/15/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/06/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/09/2005 - 11/07/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 11/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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