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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam J. Hines is an active broker-dealer and investment advisor representative with Morgan Stanley in Boston, Massachusetts. William has been in the financial services industry since 2003 and has a broad range of experience, including working with a variety of clients, including high-net-worth individuals, corporations, and institutions. William is also a registered principal with Morgan Stanley and has a Series 7, Series 63, Series 65, and Series 66 licenses. William holds a broad range of specializations, including 1, 2, 3, 4, 5, 6, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/01/2019 - Present
Morgan Stanley (Boston MA)
MA
05/09/2008 - 12/21/2010
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
01/27/2006 - 09/25/2007
INVESTORS SECURITIES SERVICES, LLC. (BOSTON MA)
NJ
10/01/2003 - 05/12/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
07/02/2001 - 03/26/2002
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NJ
06/15/1998 - 07/20/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CT
09/15/1993 - 10/15/1996
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
05/06/1991 - 09/19/1991
BT BROKERAGE CORPORATION (NEW YORK NY)
NA
02/23/1988 - 06/29/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 07/01/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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