Unclaimed
William J Graf is a financial professional with over 10 years of experience in the industry. William is currently registered with KPMG Corporate Finance LLC and is a Series 24, Series 63, Series 79, Series 82TO, and SIE licensed professional. William J Graf was previously registered with M&T SECURITIES, INC. William is registered in 34 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/11/2021 - Present
Kpmg Corporate Finance LLC (BALTIMORE MD)
MD
06/18/2012 - 04/29/2021
M&T SECURITIES, INC. (Baltimore MD)
BC
Issued 11/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure William Graf is the right advisor for you? Invested Better is here to help.