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William J Graf

Kpmg Corporate Finance LLC

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About William J Graf

William J Graf is a financial professional with over 10 years of experience in the industry. William is currently registered with KPMG Corporate Finance LLC and is a Series 24, Series 63, Series 79, Series 82TO, and SIE licensed professional. William J Graf was previously registered with M&T SECURITIES, INC. William is registered in 34 states.

Firm Information

William Graf is currently registered with Kpmg Corporate Finance LLC. Kpmg Corporate Finance LLC is a Limited Liability Company formed in February 2000. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Graf’s Registration & Firm History

MD

05/11/2021 - Present

Kpmg Corporate Finance LLC (BALTIMORE MD)

MD

06/18/2012 - 04/29/2021

M&T SECURITIES, INC. (Baltimore MD)

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Licenses & Designations

BC

Issued 11/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/28/2021

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William J Graf.
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