Unclaimed
William J. Gannon is a registered representative with J.p. Morgan Institutional Investments Inc. Gannon has been in the industry since January 22, 2000. Gannon has passed the Series 7, Series 55, Series 57TO, and SIE exams. Gannon was previously registered with Blackrock Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/01/2017 - Present
J.p. Morgan Institutional Investments Inc. (Jersey City NJ)
NY
08/27/2013 - 03/30/2017
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
05/16/2006 - 12/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/08/1997 - 04/12/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 12/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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